Investor Portal

Transparent information, easy access and dedicated support for our investors.

Transparent Process

Timely Support

Investor Protection

Regulatory Compliant

01

Investor Grievances

Investors may contact UFSL for complaints, queries, or feedback relating to account opening, trading, settlement, statement of account, service quality, or any other matter relating to brokerage services.

Complaint handling channels:

To grow investors’ wealth by delivering disciplined market insight, efficient execution, innovative investment solutions, and a customer-first commitment while upholding the highest standards of integrity and ethics.

“All complaints will be acknowledged within two business days, recorded in the complaint register, reviewed by the designated officer, and resolved within 15 business days where possible. In case additional information is required, the complainant will be contacted through the available contact details.”

02

Pending Complaints

Guiding principles that define who we are and how we serve our clients.

Pending investor complaints

No pending investor complaints as of July 25, 2026

Last updated

July 25, 2026

Responsible department

Compliance Department

Note: Publish “None” only after confirmation from the latest investor complaint register.

03

Details of Penal Action Taken by Exchange and SECP Against the Brokerage Firm
Regulator / Exchange Status / Detail Date Remarks

Pakistan Stock Exchange

No penal action reported / taken against the brokerage firm as of July 25, 2026
July 25, 2026
Confirm from official PSX/Compliance record before publishing.
Securities and Exchange Commission of Pakistan (SECP)
No penal action reported / taken against the brokerage firm as of July 25, 2026
July 25, 2026
Confirm from official SECP/Compliance record before publishing.

04

SECP Online Complaint Lodge Link

Suggested website text: “If your complaint is not properly redressed by UFSL, you may lodge your complaint with the Securities and Exchange Commission of Pakistan (SECP). SECP generally advises investors to first approach the concerned company, broker, exchange, registrar, member, or agent before escalating to SECP.”

SECP Investor Complaints Page

SECP Investor Complaints Page

SECP Service Desk / SDMS

05

PSX Online Complaint Lodge Link
Suggested website text: “For disputes with a securities broker relating to trade, transaction, or brokerage services that are not
resolved amicably, investors may lodge a complaint through PSX investor complaint channels.”

SECP Investor Complaints Page

SECP Investor Complaints Page

SECP Service Desk / SDMS

06

Designated Complaint Officer
Guiding principles that define who we are and how we serve our clients.
  • Name

    Name

  • Designation

    Compliance Officer / Designated Complaint Officer

  • Email

    info@ufsl.com.pk or dedicated complaint email to be inserted

  • Phone

    +92 21 111 825 375

  • Address

    2nd Floor, STSM Building, Beaumont Road, Civil Lines, Karachi

  • Office Timings

    [Insert official complaint handling timings]

07

Send us your Feedback

Share your feedback or lodge a complaint. Our team will get back to you.

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